2414-Securities and Finance Dealers and Brokers

Job Title: 

Securities and Finance Dealers and Brokers

Job Description: 

Securities and finance dealers and brokers buy and sell securities, stocks, bonds and other financial instruments, and deal on the foreign exchange, on spot, or on futures markets, on behalf of their own company or for customers on a commission basis. They recommend transactions to clients or senior management.


Tasks include:

  • obtaining information about the financial circumstances of customers and companies in which investments may be made
  • analysing market trends for securities, bonds, stocks and other financial instruments, including foreign exchange
  • informing prospective customers about market conditions and prospects
  • advising on and participating in the negotiation of terms for, and organisation of, loans and placement of stocks and bonds in the financial market to raise capital for customers
  • recording and transmitting buy and sell orders for securities, stocks, bonds or other financial instruments and for foreign exchange for future or immediate delivery
Additional Notes: 

This unit group includes

Securities broker
Stocks and shares broker
Foreign exchange dealer/broker
Money broker
Investment broker

This unit group excludes

Securities clerk (4312)

Specific Occupations: 

Securities and finance dealer/broker

Foreign exchange dealer/broker

Financial derivatives dealer/broker

Commodities derivatives broker

Other finance dealers and brokers

International Careers(ISCO): 
Source Of Info: 

Source: SINGAPORE STANDARD OCCUPATIONAL CLASSIFICATION 2015, Department of Statistics, Ministry of Trade & Industry, Republic of Singapore