3311-Securities and Finance Dealers and Brokers

Job Title: 

Securities and Finance Dealers and Brokers

Job Description: 

Securities and finance dealers and brokers buy and sell securities, stocks, bonds and other financial instruments, and deal on the foreign exchange, on spot, or on futures markets, on behalf of their own company or for customers on a commission basis. They recommend transactions to clients or senior management.


Advising on and participating in the negotiation of terms for, and organization of, loans and placement of stocks and bonds in the financial market to raise capital for customers

Linked Education ( CESM Codes ) : 

406 - Finance and Financial Management Services

Specific Occupations: 

331101 - Securities Dealer
Description : Buys and sells securities within financial markets and trades and distributes financial securities on behalf of financial institutions.
Green Occupation : No
Green Skill : NoTrade : No
Specializations : Bond Dealer / Trader, Derivatives Dealer / Trader, Equity Dealer, Financial Market Dealer, Financial Marketer, Fixed Interest Dealer, Foreign Exchange Dealer, Money Market Dealer, Money Marketer, Safex Trader, Securities Broker, Securities Trader, Yield-X Trader

331105 - Asset Swap Administrator
Description : Administers the exchange of fixed or tangible assets for floating or intangible assets or vice versa.
Green Occupation : No
Green Skill : NoTrade : No
Specializations : Strate Settlements Administrator

331106 - Financial Markets Settlement Officer
Description : Manages an exchange member?s or a central securities depository participant (CSDP) obligations in relation to the settlement of transactions in securities effected by the exchange member and its clients or the clients of a CSDP.
Green Occupation : No
Green Skill : NoTrade : No

International Careers(ISCO): 
Source Of Info: 

Source : Organising Framework for Occupations (OFO) 2013, Department of Higher Education and Training, Republic of South Africa